Sustainability and Climate Risk v1.0

Page:    1 / 6   
Exam contains 80 questions

Senior management at a global manufacturer of commercial flooring explores strategies to reduce capital costs and improve company valuation, resulting in a comprehensive sustainability strategy. Management determines all future flooring products will be carbon neutral across their full product life cycle. The risk team is tasked with updating the company ERM framework in accordance with COSO guidelines to include ESG and climate-related risks. The team reviews and updates each of the ERM components.
What action should the team recommend the company take as part of the communication component of the ERM framework?

  • A. Determine which transmission channel of climate risk drivers is most relevant for the company.
  • B. Assess the relative importance of various climate risk and sustainability risk drivers.
  • C. Build climate risk into existing legal and compliance processes.
  • D. Establish processes to convey climate and sustainability risk exposure.


Answer : D

The board of directors of a growing asset management firm recommends the firm expand its ERM framework to incorporate climate risks. In response, the risk team references the COSO ERM framework for applying ESG-related risks to develop and propose a strategy to implement climate risk into the various ERM components.
How will the risk team modify the existing strategy component of the company’s ERM framework?

  • A. Gather and use scores and physical and transition risk exposure data to conduct various analyses to determine if excess risk would exist in an unfavorable climate scenario.
  • B. Evaluate the full business context on climate risk and understand how climate change affects the inputs, business activities, and outputs.
  • C. Factor in climate risk impacts when reassessing risks after considerable business changes.
  • D. Rank climate risks by likelihood of occurrence and severity to examine resulting outcomes and how the firm can mitigate these risks.


Answer : D

A pension fund climate risk analyst evaluates the company portfolio under different climate scenarios. The analyst identifies technological advancements and activities that must occur at a global scale to realize each scenario outcome.
Under a 1.5°C degree scenario, what development must occur?

  • A. Massive roll out of direct air capture technology.
  • B. The global levelized cost of energy for solar energy falls below USD 100 per MWh.
  • C. An international cap-and-trade system reduces overall GHG emissions.
  • D. Large afforestation projects lead to ecosystem restoration.


Answer : B

An industry association in Germany surveys members on business alignment with nationally determined contributions (NDCs). The association members express concern about potential cascading legal repercussions or penalties if governments do not conform to Paris Agreement pledges. An attorney at the association researches this issue and sends a memo to members.
The memo should state the Paris Agreement legally obliges signatories to take what action?

  • A. Provide financing to help developing countries achieve NDC goals.
  • B. Report on NDC progress every 5 years.
  • C. Penalize industries exceeding NDC emissions thresholds.
  • D. Revise NDC targets annually.


Answer : B

A diversified industrial company embarks on a climate transition strategy to invest in a more fuel-efficient airline fleet. To finance the investment, the CSO analyzes sustainable finance instruments and recommends instruments most suitable to issue.
Which of the following financial instruments should the CSO recommend and why?

  • A. A sustainability-linked bond for the purpose of financing a company-wide transition strategy.
  • B. A social bond as it offers more flexibility because there is no external review requirement.
  • C. A green bond because the use of proceeds can be clearly identified and tied to a particular project.
  • D. A sustainable bond so the company will benefit from favorable pricing from the terms linked to the corporate sustainability objective.


Answer : C

A Central American country signs the Paris Agreement to align actions and policies to keep global temperature rise below 1.5°C. The country’s environmental agency develops a nationally determined contribution plan that includes domestic, economy-wide, and sector-specific policies. The power generation sector is most comprehensively covered by the plan.
Which policy included in the plan targets the power generation sector?

  • A. Green/low carbon public procurement
  • B. Renewable portfolio standard
  • C. Emission trading scheme
  • D. Carbon tax


Answer : B

A multinational food and beverage corporation has growing concerns that CO2 and other GHGs in the atmosphere have a negative effect on agricultural productivity. The corporation is subject to higher costs and scarce availability for commodities necessary for its supply chain.
The corporation will disclose this scenario under which climate-related risk type?

  • A. Market
  • B. Resilience
  • C. Chronic
  • D. Resource efficiency


Answer : B

A recent sustainability report revealed the pension fund of a small European nation is heavily invested in sectors with poor sustainability records. In response to pensioner and other stakeholder requests, the fund joins the PRI.
What strategy must the fund incorporate to comply with the PRI?

  • A. Divest from energy companies involved in fossil fuel extraction.
  • B. Request disclosure from investee firms on ESG issues.
  • C. Standardize reporting frameworks across investment sectors.
  • D. Invest passively in companies with strong environmental performance.


Answer : B

The CRO of an automobile manufacturer in North America prepares a keynote address on risks in the auto sector over the next decade. The CRO highlights the primary technology risks facing its line of internal combustion engine (ICE) vehicles.
At approximately what point will many manufacturers of ICE vehicles experience a significant technology risk?

  • A. Renewable energy costs fall to USD 0.10 per megawatt hour
  • B. The cost of battery packs falls below USD 0.50 per kilowatt hour
  • C. Renewable energy costs fall to USD 35.00 per megawatt hour
  • D. The cost of battery packs falls below USD 100.00 per kilowatt hour


Answer : D

A public policy think tank releases a report on global decarbonization pathways. The report describes the relative contribution of each GHG to modern climate change and recommends focusing global efforts on CO2 reduction.
Why would the think tank make this recommendation?

  • A. CO2 atmospheric concentrations have increased by approximately 1 part per billion.
  • B. CO2 atmospheric concentrations have increased by approximately 100 parts per billion.
  • C. CO2 is responsible for approximately a 2.25 w/m2 increase in radiative forcing.
  • D. CO2 is responsible for approximately a 1.00 w/m2 increase in radiative forcing.


Answer : C

An investment management firm signs a net zero asset management initiative. An analyst engages with client companies to encourage adoption of targets that align with Paris Agreement goals. The analyst provides clients with a guide explaining the principles and protocols unique to the Paris Agreement.
How will the analyst most likely describe the feature that distinguishes the Paris Agreement?

  • A. A framework that recognizes many stakeholders, from subnational actors to private-sector businesses and financial institutions, can help contribute to climate goals
  • B. An emissions reduction mechanism that allows Annex 1 countries that make deeper emissions cuts to sell surplus emissions allowances to other Annex 1 countries
  • C. A structure that legally binds signed parties to develop national climate policy plans that are reviewed and approved annually by the UN
  • D. A clean development mechanism that provides a way for emissions cuts to be spread to developing economies


Answer : C

A large real estate investment firm increases resources to understand transition and physical risks as it expands into markets with climate regulations and increasing flooding events. Senior leadership requires the risk team train all business units in understanding how both climate risks can impact operations.
During this process, how should the risk team define commonalities between both risks?

  • A. Each risk type can lead to stranded assets of investee companies.
  • B. Renewable energy investment returns will likely increase as each risk type grows.
  • C. The timing of impacts from each risk type will follow similar trajectories.
  • D. The majority of impacts from each risk type will manifest after 2050.


Answer : D

A private equity fund invests in infrastructure development and agro-industrial projects. The fund hires a team of climate risk consultants to advise on investment structure and the potential climate risks to the fund. The team recommends data types and analytical tools to evaluate physical and transition risk impact at the company level.
How should the company evaluate company-level physical risk?

  • A. Calculate CVaR to offer quantitative estimates of expected financial losses or gains from climate risks and opportunities.
  • B. Develop company scores that combine proprietary methodologies with downscaled climate model data.
  • C. Measure the degree of corporate alignment to opt-in initiatives like the Transition Pathway Initiative’s Science-Based Targets.
  • D. Categorize carbon emissions as Scope 1, 2, or 3, and disclose corporate carbon footprints to data providers.


Answer : B

A European bank considers investing in an offshore wind farm project. A bank ESG analyst assists in the origination and execution of green and sustainable finance transactions to finance the project. The analyst recommends a loan to finance the project by gathering related materials on sustainability-linked loans (SLLs), green loans, and corresponding market trends.
Which of the following loans is the analyst likely to recommend?

  • A. Green loan because in contrast to SLLs, green loans are rapidly being adopted by a variety of sectors and tied to numerous KPIs.
  • B. Green loan because it offers greater flexibility of use than SLLs as green loans do not have loan usage reporting requirements.
  • C. SLL because the total volume of SLLs exceeded that of green loans over the past 5 years.
  • D. SLL because SLL issuance is highly concentrated in renewable energy projects and the power generation sector.


Answer : D

An environmental agency for a southeast Asian nation increases funding to study historic climate change and its impacts. The agency funds a proposal for a scientific subject matter expert to conduct a large-scale study of the nation’s tree rings.
What information will this study most likely reveal?

  • A. Temperature anomalies up to 1°C
  • B. Frequency of climate tipping points
  • C. Temperature anomalies up to 10°C
  • D. Frequency of global ice ages


Answer : A

Page:    1 / 6   
Exam contains 80 questions

Talk to us!


Have any questions or issues ? Please dont hesitate to contact us

Certlibrary.com is owned by MBS Tech Limited: Room 1905 Nam Wo Hong Building, 148 Wing Lok Street, Sheung Wan, Hong Kong. Company registration number: 2310926
Certlibrary doesn't offer Real Microsoft Exam Questions. Certlibrary Materials do not contain actual questions and answers from Cisco's Certification Exams.
CFA Institute does not endorse, promote or warrant the accuracy or quality of Certlibrary. CFA® and Chartered Financial Analyst® are registered trademarks owned by CFA Institute.
Terms & Conditions | Privacy Policy